Find a Securities Expert
Experts in securities litigation and financial and statistical analysis. Assistance with discovery of financial information and quantitative analysis, as well as conformance to standards of practice and adherence to codes (i.e., Stock Brokers Fiduciary Duties under the Investment Advisors Act of 1940). Securities experts serve as expert witnesses and forensic consultants in Arizona legal matters, and provide expert reports and testimony for judges, attorneys, lawyers, law firms, insurance companies and government agencies in Federal and state court trials and arbitrations in Arizona.
The listings below are of Securities experts serving Arizona.
Featured ListingsMCS Associates
Norman Katz (Managing Partner)
Natl banking, financial services, insurance & securities consulting/expert witness group. Expertise in: Stocks/Bonds/Commodities/Options/Hed ge funds/Mortgage securities; Broker duties, Supervision, Trading/suitability, Damages, Forensic accounting
Mark Passacantando Consulting
Mark Passacantando, RFC, MBA
Results-centered expert who succeeds in a collaborative approach with attorneys and uses his academic background to educate judges, juries or panels. Mark has proven to be highly effective in hundreds of cases since 2001.
Expert ListingsOlympian Capital Markets Consulting, L.L.C.
Michael J. Levas
Michael J. Levas is a seasoned professional with an unparalleled level of expertize as an expert witness in all securities and investment management related matters. Olympian Capital Markets Consulting, L.L.C. specializes in a range of expert witness services including: Securities & Shareholder Litigation: expert witness and advisory roles for stocks, bonds, commodities, alternative investments and broker / investment advisor litigation. Securities Case Consultation: we provide a practitioners viewpoint to give you an independent opinion and answers for a comprehensive range of asset management questions.
Radical Software & Consulting Inc
New York, NY
Mr. Allport has over 25 years of experience in information technology and financial services. These skills used to assist attorneys in intellectual property rights cases. Experienced in: OTC, Exchange Traded, Derivatives, Fixed Income Pools, Algorithmic Trading, Back Office, Risk .
William H. Purcell Consulting Inc.
Basking Ridge, NJ
William H. Purcell has over 40 years of experience in every area of investment banking, including Mergers and Acquisitions (including LBOS and recapitalizations), Fairness Opinions, Adequacy Opinions, Solvency Opinions, Valuations, Damage Issues, Fiduciary Issues, Advice to Special Committees of Boards and Trustees, Due Diligence and Disclosure Issues, Financing of debt and equity both public and private, Leasing and Real Estate Financing, and many other areas.
Charles Stanley CFP, ChFC, AIF
Charles Stanley, Jr
Uniform Prudent Investor Act Expert Witness. Charles L Stanley has over 25 years experience as an Investment Advisor. He has been a student of the Uniform Prudent Investor Act since it was enacted in California in 1996. He has been offering expert testimony in UPIA matters since 1998.
Shelley Lee Boyce, CFP, AIF
Financial Planning Solutions, Inc.
Expert Witness and litigation support for life insurance, annuity contracts, financial planning, damages claims, and trust accounting. With over twenty years of experience in the insurance industry managing individual and small business assets, Shelley applies her extensive knowledge towards litigation support to evaluate possible insurance malfeasance and/or product suitability through insurance and securities portfolio analysis.
Dix Hills, NY
Ron Barone is a financial executive having formerly worked at Standard Poors Ratings Services for 22 years. Specializing in Analytics: credit, financial, business, and enterprise risk, M&A, asset sales, share buybacks, LBOs, balance sheet restructurings, equity issuances, bond/debt transactions, hybrid securities, management and governance, project/infrastructure financings, bankruptcy emergences, corporate credit analysis.
Dr. Rahul Surana; Director, Navigant Consulting, Inc.
Ph.D., MBA, CFA, FRM, CAIA, ERP
Dr. Surana is an expert in securities investments, risk return analysis, and valuation. He has provided expert report and has testified in US and international courts. He has experience with various investments, including, stocks, bonds, derivatives, commodities, and structured products. His certifications include CFA, CAIA, FRM, and ERP.
Ted Sturtz is a financial professional with more than two decades of both U.S. and global investment banking and capital markets experience across industries. Earlier, he was an analyst at Standard and Poors and has also consulted with Bloomberg, explaining complex financial developments to groups of Bloomberg journalists. He currently serves as a FINRA arbitrator.
The TilkinGroup provides arbitration consulting, expert witness litigation support, case strategy, case forensics and hearing testimony to private practice attorneys litigating securities-related claims as well as in-house and private counsel protecting their clients against litigation. We have over thirty years of securities-industry experience
Bedford And Main Financial Consulting Inc.
John T. Foster
Mr. Foster calls upon his "C" level experience in the broker-dealer industry to provide current and relevant securities expert witness services. Following his 35 year career, he continues to be actively engaged as the CEO of Bedford & Main Financial Consulting. Mr. Foster is adept with financial services expert witness issues related to FINRA compliance regulations. He is also proficient in matters related to financial advisors, which frequently are subjects of FINRA arbitrations.