Find a Securities Expert
Experts in securities litigation and financial and statistical analysis. Assistance with discovery of financial information and quantitative analysis, as well as conformance to standards of practice and adherence to codes (i.e., Stock Brokers Fiduciary Duties under the Investment Advisors Act of 1940). Securities experts serve as expert witnesses and forensic consultants in Arizona legal matters, and provide expert reports and testimony for judges, attorneys, lawyers, law firms, insurance companies and government agencies in Federal and state court trials and arbitrations in Arizona.
The listings below are of Securities experts serving Arizona.
Featured ListingsMCS Associates
Natl banking, financial services, insurance & securities consulting/expert witness group. Expertise in: Stocks/Bonds/Commodities/Options/Hed ge funds/Mortgage securities; Broker duties, Supervision, Trading/suitability, Damages, Forensic accounting
Mark Passacantando Consulting
Mark Passacantando, RFC, MBA
Results-centered expert who succeeds in a collaborative approach with attorneys and uses his academic background to educate judges, juries or panels. Mark has proven to be highly effective in hundreds of cases since 2001.
Expert ListingsPeters And Associates, LLC
Dr. Carl Peters
Peters and Associates LLC has over 20 years in providing expert witness services in securities fraud hedge funds antitrust finance and economic damages. Dr. peters is a former endowed chair holder in economics and business and a former investment manager. Degrees from Penn State MIT and UCLA.
William H. Purcell Consulting Inc.
Basking Ridge, NJ
William H. Purcell has over 40 years of experience in every area of investment banking, including Mergers and Acquisitions (including LBOS and recapitalizations), Fairness Opinions, Adequacy Opinions, Solvency Opinions, Valuations, Damage Issues, Fiduciary Issues, Advice to Special Committees of Boards and Trustees, Due Diligence and Disclosure Issues, Financing of debt and equity both public and private, Leasing and Real Estate Financing, and many other areas.
Charles Stanley CFP, ChFC, AIF
Charles Stanley, Jr
Uniform Prudent Investor Act Expert Witness. Charles L Stanley has over 25 years experience as an Investment Advisor. He has been a student of the Uniform Prudent Investor Act since it was enacted in California in 1996. He has been offering expert testimony in UPIA matters since 1998.
Kennyhertz Perry LLC
Mission Woods, KS
Braden Perry is a former Senior Trial Attorney with the Commodity Futures Trading Commission and former Chief Compliance Officer, Regulatory Vice President of a global financial institution. Mr. Perry has extensive experience advising clients in federal inquiries and investigations particularly in enforcement matters involving novel issues.
Ted Sturtz is a financial professional with more than two decades of both U.S. and global investment banking and capital markets experience across industries. Earlier, he was an analyst at Standard and Poors and has also consulted with Bloomberg, explaining complex financial developments to groups of Bloomberg journalists. He currently serves as a FINRA arbitrator.
Olympian Capital Markets Consulting, L.L.C.
Michael J. Levas
Michael J. Levas is a seasoned professional with an unparalleled level of expertize as an expert witness in all securities and investment management related matters. Olympian Capital Markets Consulting, L.L.C. specializes in a range of expert witness services including: Securities & Shareholder Litigation: expert witness and advisory roles for stocks, bonds, commodities, alternative investments and broker / investment advisor litigation. Securities Case Consultation: we provide a practitioners viewpoint to give you an independent opinion and answers for a comprehensive range of asset management questions.
Bedford And Main Financial Consulting Inc.
John T. Foster
Mr. Foster calls upon his "C" level experience in the broker-dealer industry to provide current and relevant securities expert witness services. Following his 35 year career, he continues to be actively engaged as the CEO of Bedford & Main Financial Consulting. Mr. Foster is adept with financial services expert witness issues related to FINRA compliance regulations. He is also proficient in matters related to financial advisors, which frequently are subjects of FINRA arbitrations.
Dix Hills, NY
Ron Barone is a financial executive having formerly worked at Standard Poors Ratings Services for 22 years. Specializing in Analytics: credit, financial, business, and enterprise risk, M&A, asset sales, share buybacks, LBOs, balance sheet restructurings, equity issuances, bond/debt transactions, hybrid securities, management and governance, project/infrastructure financings, bankruptcy emergences, corporate credit analysis.
The TilkinGroup provides arbitration consulting, expert witness litigation support, case strategy, case forensics and hearing testimony to private practice attorneys litigating securities-related claims as well as in-house and private counsel protecting their clients against litigation. We have over thirty years of securities-industry experience
Financial Planning Solutions, Inc.
Shelley Lee Boyce
Expert Witness and litigation support for life insurance, annuity contracts, financial planning, damages claims, and trust accounting. With over thirty years of experience in the insurance industry managing individual and small business assets, Shelley applies her extensive knowledge towards litigation support to evaluate possible insurance malfeasance and/or product suitability through insurance and securities portfolio analysis.